Robert L. Reffkin - 04 Feb 2026 Form 4 Insider Report for Compass, Inc. (COMP)

Signature
/s/ Ethan Glass, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
04 Feb 2026
Net transactions value
-$7,652,788
Form type
4
Filing time
06 Feb 2026, 16:30:30 UTC
Previous filing
02 Jan 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Reffkin Robert L. Chairman and CEO, Director C/O COMPASS, INC., 110 FIFTH AVENUE, 4TH FLOOR, NEW YORK /s/ Ethan Glass, as attorney-in-fact 06 Feb 2026 0001847178

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +1,154,593 $0.000000 1,154,593 04 Feb 2026 Direct F1
transaction COMP Class A Common Stock Tax liability $7,652,788 -638,797 -55% $11.98 515,796 04 Feb 2026 Direct F2
holding COMP Class A Common Stock 7,828,116 04 Feb 2026 See Footnotes F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -814,627 -33% $0.000000 1,629,254 04 Feb 2026 Class A Common Stock 814,627 Direct F1, F4
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -339,966 -25% $0.000000 1,019,899 04 Feb 2026 Class A Common Stock 339,966 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 411,111 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.
F4 The RSUs vest as to 25% of the total shares on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F5 The RSUs vest as to 25% of the total shares on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.