Scott R. Wahlers - 06 Jan 2026 Form 4 Insider Report for Compass, Inc. (COMP)

Role
CFO
Signature
/s/ Ethan Glass, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
06 Jan 2026
Net transactions value
-$1,634,664
Form type
4
Filing time
08 Jan 2026, 17:17:25 UTC
Previous filing
19 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Wahlers Scott R. CFO C/O COMPASS, INC., 110 FIFTH AVENUE, 4TH FLOOR, NEW YORK /s/ Ethan Glass, as attorney-in-fact 08 Jan 2026 0001847171

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +76,329 +24% $0.000000 389,954 06 Jan 2026 Direct F1
transaction COMP Class A Common Stock Tax liability $432,063 -39,895 -10% $10.83 350,059 06 Jan 2026 Direct F2
transaction COMP Class A Common Stock Sale $1,202,602 -99,986 -29% $12.03 250,073 07 Jan 2026 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -49,936 -100% $0.000000 0 06 Jan 2026 Class A Common Stock 49,936 Direct F1, F5
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -26,393 -8.3% $0.000000 290,331 06 Jan 2026 Class A Common Stock 26,393 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 17, 2024.
F4 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.11 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The RSU award vests as to 25% of the total shares on each of March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F6 The RSU award vests as to 8.33% on December 15, 2025, 6.25% quarterly thereafter through June 15, 2029, and 4.17% on August 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.