Bradley K. Serwin - 21 Nov 2025 Form 4 Insider Report for Compass, Inc. (COMP)

Signature
/s/ Bradley K. Serwin
Issuer symbol
COMP
Transactions as of
21 Nov 2025
Net transactions value
-$590,169
Form type
4
Filing time
25 Nov 2025, 16:55:20 UTC
Previous filing
13 Nov 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Serwin Bradley K General Counsel C/O COMPASS, INC., 110 FIFTH AVENUE, 4TH FLOOR, NEW YORK /s/ Bradley K. Serwin 25 Nov 2025 0001314040

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Sale $139,690 -13,969 -4.4% $10.00 300,617 21 Nov 2025 Direct F1
transaction COMP Class A Common Stock Sale $219,996 -20,952 -7% $10.50 279,665 24 Nov 2025 Direct F1
transaction COMP Class A Common Stock Sale $230,483 -20,953 -7.5% $11.00 258,712 25 Nov 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 12, 2025.