Scott R. Wahlers - 03 Jul 2025 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Accounting Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
03 Jul 2025
Net transactions value
-$163,665
Form type
4
Filing time
08 Jul 2025, 16:37:47 UTC
Previous filing
13 May 2025
Next filing
26 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Wahlers Scott R. Chief Accounting Officer C/O COMPASS, INC., 110 FIFTH AVENUE, 4TH FLOOR, NEW YORK /s/ Bradley K. Serwin, as attorney-in-fact 08 Jul 2025 0001847171

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +49,936 +14% $0.000000 403,566 03 Jul 2025 Direct F1
transaction COMP Class A Common Stock Tax liability $163,665 -25,493 -6.3% $6.42 378,073 03 Jul 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -49,936 -33% $0.000000 99,872 03 Jul 2025 Class A Common Stock 49,936 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSU award vests as to 25% of the total shares on each of March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date.