JR CHARLES E. PHILLIPS - 04 Jun 2025 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Director
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
04 Jun 2025
Net transactions value
$0
Form type
4
Filing time
06 Jun 2025, 16:26:01 UTC
Previous filing
27 May 2025
Next filing
02 Jul 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
PHILLIPS JR CHARLES E Director C/O COMPASS, INC., 110 FIFTH AVENUE, 4TH FLOOR, NEW YORK /s/ Bradley K. Serwin, as attorney-in-fact 06 Jun 2025 0001236185

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +57,310 +40% $0.000000 201,354 04 Jun 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -57,310 -100% $0.000000 0 04 Jun 2025 Class A Common Stock 57,310 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) June 5, 2025.