Pamela Thomas-Graham - 19 Feb 2025 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Director
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
19 Feb 2025
Net transactions value
-$148,145
Form type
4
Filing time
21 Feb 2025, 16:34:25 UTC
Previous filing
21 Jan 2025
Next filing
05 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $173,056 +26,872 +26% $6.44 129,673 19 Feb 2025 Direct F1
transaction COMP Class A Common Stock Sale $321,201 -35,683 -28% $9.00 93,990 19 Feb 2025 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Stock Option (right to buy Class A Common Stock) Options Exercise $0 -26,872 -21% $0.000000 102,768 19 Feb 2025 Class A Common Stock 26,872 $6.44 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Automatic stock option exercise by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024
F2 Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.
F3 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.02 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The option vests as to 2.0833% of the total shares monthly, beginning on March 1, 2020, with 100% of the total shares vested and exercisable on March 1, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.