Scott R. Wahlers - 05 Nov 2024 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Accounting Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
05 Nov 2024
Net transactions value
-$9,508
Form type
4
Filing time
06 Nov 2024, 21:03:27 UTC
Previous filing
04 Oct 2024
Next filing
08 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +2,710 +0.51% $0.000000 537,521 05 Nov 2024 Direct F1
transaction COMP Class A Common Stock Tax liability $9,508 -1,384 -0.26% $6.87 536,137 05 Nov 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -2,710 -100% $0.000000 0 05 Nov 2024 Class A Common Stock 2,710 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.