Robert L. Reffkin - Sep 13, 2024 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chairman and CEO, Director
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Sep 13, 2024
Transactions value $
$0
Form type
4
Date filed
9/17/2024, 09:00 PM
Previous filing
Sep 11, 2024
Next filing
Nov 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Award $0 +1M $0.00 1M Sep 13, 2024 Direct F1, F2
holding COMP Class A Common Stock 7.83M Sep 13, 2024 See Footnotes F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Class C Common Stock Disposed to Issuer $0 -1M -7.92% $0.00 11.6M Sep 13, 2024 Class A Common Stock 1M Direct F1, F2
holding COMP Class C Common Stock 4.13M Sep 13, 2024 Class A Common Stock 4.13M See footnote F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.
F2 Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.
F3 Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 411,111 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.
F4 Shares owned by Reffkin Investment I Corp. The Robert Lee Reffkin Revocable Trust is the sole and controlling shareholder of Reffkin Investment I Corp.