Kalani Reelitz - 05 Sep 2024 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Chief Financial Officer
Signature: /s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol: COMP
Transactions as of: 05 Sep 2024
Net transactions value: -$233,904
Form type: 4
Filing time: 06 Sep 2024, 16:32:38 UTC
Previous filing: 05 Jul 2024
Next filing: 04 Oct 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Options Exercise	$0	+100,000	+21%	$0.000000	567,261	05 Sep 2024	Direct	F1
transaction	COMP	Class A Common Stock	Tax liability	$233,904	-44,300	-7.8%	$5.28	522,961	05 Sep 2024	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-100,000	-10%	$0.000000	900,000	05 Sep 2024	Class A Common Stock	100,000		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3	The RSUs vest as to 25% of the total shares on November 15, 2023 and 6.25% quarterly thereafter, with 100% of the total shares vested on November 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.