Bradley K. Serwin - Jul 3, 2024 Form 4 Insider Report for Compass, Inc. (COMP)

Role
General Counsel and Secretary
Signature
/s/ Bradley K. Serwin
Stock symbol
COMP
Transactions as of
Jul 3, 2024
Transactions value $
-$48,887
Form type
4
Date filed
7/5/2024, 04:37 PM
Previous filing
Apr 4, 2024
Next filing
Oct 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +27.5K +8.59% $0.00 347K Jul 3, 2024 Direct F1
transaction COMP Class A Common Stock Tax liability -$48.9K -13.9K -4.01% $3.51 333K Jul 3, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -27.5K -25% $0.00 82.4K Jul 3, 2024 Class A Common Stock 27.5K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 25% of the total shares on each of June 15, 2024, September 15, 2024, December 15, 2024 and March 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.