Scott R. Wahlers - 03 Jan 2024 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Accounting Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
03 Jan 2024
Net transactions value
-$210,641
Form type
4
Filing time
05 Jan 2024, 16:46:06 UTC
Previous filing
08 Dec 2023
Next filing
31 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +118,975 +36% $0.000000 448,290 03 Jan 2024 Direct F1
transaction COMP Class A Common Stock Tax liability $210,641 -63,446 -14% $3.32 384,844 03 Jan 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -680 -50% $0.000000 680 03 Jan 2024 Class A Common Stock 680 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -2,700 -9.1% $0.000000 27,010 03 Jan 2024 Class A Common Stock 2,700 Direct F1, F4
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -107,993 -100% $0.000000* 0 03 Jan 2024 Class A Common Stock 107,993 Direct F1, F5
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -4,223 -50% $0.000000 4,224 03 Jan 2024 Class A Common Stock 4,223 Direct F1, F6
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -3,379 -50% $0.000000 3,379 03 Jan 2024 Class A Common Stock 3,379 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
F4 The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.
F5 The RSU award vests as to 25% of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.
F6 The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.