Sordello Steven J - Oct 3, 2023 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Director
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Oct 3, 2023
Transactions value $
$0
Form type
4
Date filed
10/5/2023, 05:30 PM
Previous filing
Jul 7, 2023
Next filing
Dec 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +4.39K +6.52% $0.00 71.7K Oct 3, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -4.39K -25% $0.00 13.2K Oct 3, 2023 Class A Common Stock 4.39K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.