Scott R. Wahlers - 03 Aug 2023 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Accounting Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
03 Aug 2023
Net transactions value
-$7,491
Form type
4
Filing time
04 Aug 2023, 17:50:02 UTC
Previous filing
07 Jul 2023
Next filing
06 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +3,370 +1.3% $0.000000 267,848 03 Aug 2023 Direct F1
transaction COMP Class A Common Stock Tax liability $7,491 -1,722 -0.64% $4.35 266,126 03 Aug 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -670 -14% $0.000000 4,060 03 Aug 2023 Class A Common Stock 670 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -2,700 -6.2% $0.000000 40,520 03 Aug 2023 Class A Common Stock 2,700 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
F4 The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.