Josh N. McCarter - 06 Jul 2023 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Director
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
06 Jul 2023
Transactions value $
$0
Form type
4
Date filed
07 Jul 2023, 19:13
Previous filing
05 Jun 2023
Next filing
05 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +40.4K +372.47% $0.00 51.2K 06 Jul 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -40.4K -100% $0.00* 0 06 Jul 2023 Class A Common Stock 40.4K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 The RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023.