Scott R. Wahlers - 02 May 2023 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Chief Accounting Officer
Signature: /s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol: COMP
Transactions as of: 02 May 2023
Net transactions value: -$3,799
Form type: 4
Filing time: 04 May 2023, 16:54:03 UTC
Previous filing: 26 Apr 2023
Next filing: 07 Jun 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Options Exercise	$0	+3,380	+1.7%	$0.000000	206,322	02 May 2023	Direct	F1
transaction	COMP	Class A Common Stock	Tax liability	$3,799	-1,727	-0.84%	$2.20	204,595	02 May 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-680	-10%	$0.000000	6,080	02 May 2023	Class A Common Stock	680		Direct	F1, F3
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-2,700	-5.3%	$0.000000	48,620	02 May 2023	Class A Common Stock	2,700		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3	The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
F4	The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested and exercisable on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.