Kalani Reelitz - Mar 3, 2023 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Chief Financial Officer
Signature: /s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol: COMP
Transactions as of: Mar 3, 2023
Transactions value $: -$23,597
Form type: 4
Date filed: 3/6/2023, 05:57 PM
Previous filing: Dec 29, 2022
Next filing: Apr 26, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Options Exercise	$0	+20K		$0.00	20K	Mar 3, 2023	Direct	F1
transaction	COMP	Class A Common Stock	Tax liability	-$23.6K	-6.92K	-34.6%	$3.41	13.1K	Mar 3, 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-20K	-25%	$0.00	60K	Mar 3, 2023	Class A Common Stock	20K		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3	The RSUs vest as to the 25% of the shares on each of February 15, 2023, May 15, 2023, August 15, 2023, and November 15, 2023, with 100% of the total shares vested on November 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date.