Robert S. Lehman - 09 Dec 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
09 Dec 2022
Net transactions value
+$83,987
Form type
4
Filing time
13 Dec 2022, 15:54:16 UTC
Previous filing
07 Dec 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $83,987 +46,920 +11% $1.79 456,497 09 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Stock Option (right to buy Class A Common Stock) Options Exercise $0 -46,920 -100% $0.000000* 0 09 Dec 2022 Class A Common Stock 46,920 $1.79 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options under this grant vested as to 25% of the total shares on January 1, 2017 and 2.0833% of the total shares monthly thereafter, with 100% of the total shares vested and exercisable on January 1, 2021.