Robert S. Lehman - Dec 9, 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Business Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Dec 9, 2022
Transactions value $
$83,987
Form type
4
Date filed
12/13/2022, 03:54 PM
Previous filing
Dec 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $84K +46.9K +11.46% $1.79 456K Dec 9, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Stock Option (right to buy Class A Common Stock) Options Exercise $0 -46.9K -100% $0.00* 0 Dec 9, 2022 Class A Common Stock 46.9K $1.79 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options under this grant vested as to 25% of the total shares on January 1, 2017 and 2.0833% of the total shares monthly thereafter, with 100% of the total shares vested and exercisable on January 1, 2021.