Gregory M. Hart - 05 Dec 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Operating Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
05 Dec 2022
Net transactions value
-$61,410
Form type
4
Filing time
07 Dec 2022, 17:28:05 UTC
Previous filing
07 Nov 2022
Next filing
06 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +53,626 +13% $0.000000 473,717 05 Dec 2022 Direct F1
transaction COMP Class A Common Stock Tax liability $61,410 -21,103 -4.5% $2.91 452,614 05 Dec 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -17,280 -3.3% $0.000000 501,290 05 Dec 2022 Class A Common Stock 17,280 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -36,346 -33% $0.000000 72,693 05 Dec 2022 Class A Common Stock 36,346 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.
F4 The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.