Gregory M. Hart - Dec 5, 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Operating Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Dec 5, 2022
Transactions value $
-$61,410
Form type
4
Date filed
12/7/2022, 05:28 PM
Previous filing
Nov 7, 2022
Next filing
Jan 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +53.6K +12.77% $0.00 474K Dec 5, 2022 Direct F1
transaction COMP Class A Common Stock Tax liability -$61.4K -21.1K -4.45% $2.91 453K Dec 5, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -17.3K -3.33% $0.00 501K Dec 5, 2022 Class A Common Stock 17.3K Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -36.3K -33.33% $0.00 72.7K Dec 5, 2022 Class A Common Stock 36.3K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.
F4 The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.