Neda Navab - 03 Nov 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
President, US Regional Ops
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
03 Nov 2022
Net transactions value
-$14,704
Form type
4
Filing time
07 Nov 2022, 16:59:48 UTC
Previous filing
07 Oct 2022
Next filing
07 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +18,125 +28% $0.000000 81,887 03 Nov 2022 Direct F1
transaction COMP Class A Common Stock Tax liability $14,704 -6,535 -8% $2.25 75,352 03 Nov 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -30 -8.3% $0.000000 330 03 Nov 2022 Class A Common Stock 30 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -3,030 -4% $0.000000 72,500 03 Nov 2022 Class A Common Stock 3,030 Direct F1, F4
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -15,065 -7.1% $0.000000 195,855 03 Nov 2022 Class A Common Stock 15,065 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2019, with 100% of the total shares vested on September 25, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.
F4 The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2020, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
F5 The RSUs vest as to 6.25% of the total shares quarterly, commencing on April 15, 2022, with 100% of the shares vested on January 15, 2026, subject to continued service through each vesting date.