Neda Navab - Nov 3, 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
President, US Regional Ops
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Nov 3, 2022
Transactions value $
-$14,704
Form type
4
Date filed
11/7/2022, 04:59 PM
Previous filing
Oct 7, 2022
Next filing
Dec 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +18.1K +28.43% $0.00 81.9K Nov 3, 2022 Direct F1
transaction COMP Class A Common Stock Tax liability -$14.7K -6.54K -7.98% $2.25 75.4K Nov 3, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -30 -8.33% $0.00 330 Nov 3, 2022 Class A Common Stock 30 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -3.03K -4.01% $0.00 72.5K Nov 3, 2022 Class A Common Stock 3.03K Direct F1, F4
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -15.1K -7.14% $0.00 196K Nov 3, 2022 Class A Common Stock 15.1K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2019, with 100% of the total shares vested on September 25, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.
F4 The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2020, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
F5 The RSUs vest as to 6.25% of the total shares quarterly, commencing on April 15, 2022, with 100% of the shares vested on January 15, 2026, subject to continued service through each vesting date.