Robert S. Lehman - Nov 3, 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Business Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Nov 3, 2022
Transactions value $
-$6,122
Form type
4
Date filed
11/7/2022, 04:59 PM
Previous filing
Oct 7, 2022
Next filing
Dec 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +6.75K +1.68% $0.00 408K Nov 3, 2022 Direct F1
transaction COMP Class A Common Stock Tax liability -$6.12K -2.72K -0.67% $2.25 406K Nov 3, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -6.75K -6.66% $0.00 94.5K Nov 3, 2022 Class A Common Stock 6.75K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.