Scott R. Wahlers - 05 Oct 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Chief Accounting Officer
Signature: /s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol: COMP
Transactions as of: 05 Oct 2022
Net transactions value: -$34,736
Form type: 4
Filing time: 07 Oct 2022, 18:14:11 UTC
Previous filing: 08 Sep 2022
Next filing: 07 Nov 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Options Exercise	$0	+37,783	+40%	$0.000000	132,445	05 Oct 2022	Direct	F1
transaction	COMP	Class A Common Stock	Tax liability	$34,736	-13,622	-10%	$2.55	118,823	05 Oct 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-670	-5.8%	$0.000000	10,810	05 Oct 2022	Class A Common Stock	670		Direct	F1, F3
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-2,700	-3.8%	$0.000000	67,530	05 Oct 2022	Class A Common Stock	2,700		Direct	F1, F4
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-34,413	-50%	$0.000000	34,413	05 Oct 2022	Class A Common Stock	34,413		Direct	F1, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3	The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
F4	The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested and exercisable on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.
F5	The RSU award vests as to 25% of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.