Danielle J. Wilkie - 06 Sep 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
President, Customer Success
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
06 Sep 2022
Net transactions value
-$4,388
Form type
4
Filing time
08 Sep 2022, 16:49:22 UTC
Previous filing
19 Aug 2022
Next filing
07 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +1,560 +517% $0.000000 1,862 06 Sep 2022 Direct F1
transaction COMP Class A Common Stock Tax liability $1,272 -451 -24% $2.82 1,411 06 Sep 2022 Direct F2
transaction COMP Class A Common Stock Sale $3,116 -1,109 -79% $2.81 302 07 Sep 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -1,560 -3.6% $0.000000 42,190 06 Sep 2022 Class A Common Stock 1,560 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.
F4 The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.