Priyanka Singh - Sep 6, 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief People Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Sep 6, 2022
Transactions value $
-$2,400
Form type
4
Date filed
9/8/2022, 04:47 PM
Previous filing
Aug 5, 2022
Next filing
Oct 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +2.36K +5.51% $0.00 45.2K Sep 6, 2022 Direct F1
transaction COMP Class A Common Stock Tax liability -$2.4K -851 -1.88% $2.82 44.4K Sep 6, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -2.36K -3.22% $0.00 70.9K Sep 6, 2022 Class A Common Stock 2.36K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 25% of the total shares on February 15, 2022 and 2.0833% monthly thereafter, with 100% of the total shares vested on February 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.