Danielle J. Wilkie - Aug 3, 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
President, Customer Success
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Aug 3, 2022
Transactions value $
-$10,445
Form type
4
Date filed
8/5/2022, 04:52 PM
Previous filing
Jul 8, 2022
Next filing
Aug 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +9.1K +33.15% $0.00 36.6K Aug 3, 2022 Direct F1
transaction COMP Class A Common Stock Tax liability -$10.4K -2.63K -7.2% $3.97 33.9K Aug 3, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -1.57K -3.46% $0.00 43.8K Aug 3, 2022 Class A Common Stock 1.57K Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -7.53K -6.67% $0.00 105K Aug 3, 2022 Class A Common Stock 7.53K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
F4 The RSUs vest as to 6.25% of the total shares quarterly, commencing on April 15, 2022, with 100% of the shares vested on January 15, 2026, subject to continued service through each vesting date.The RSU award was granted on February 23, 2022.