Danielle J. Wilkie - 03 Aug 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
President, Customer Success
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
03 Aug 2022
Net transactions value
-$10,445
Form type
4
Filing time
05 Aug 2022, 16:52:44 UTC
Previous filing
08 Jul 2022
Next filing
19 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +9,102 +33% $0.000000 36,555 03 Aug 2022 Direct F1
transaction COMP Class A Common Stock Tax liability $10,445 -2,631 -7.2% $3.97 33,924 03 Aug 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -1,570 -3.5% $0.000000 43,750 03 Aug 2022 Class A Common Stock 1,570 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -7,532 -6.7% $0.000000 105,461 03 Aug 2022 Class A Common Stock 7,532 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
F4 The RSUs vest as to 6.25% of the total shares quarterly, commencing on April 15, 2022, with 100% of the shares vested on January 15, 2026, subject to continued service through each vesting date.The RSU award was granted on February 23, 2022.