Robert S. Lehman - 03 Aug 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
03 Aug 2022
Net transactions value
-$10,818
Form type
4
Filing time
05 Aug 2022, 16:52:24 UTC
Previous filing
08 Jul 2022
Next filing
08 Sep 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +6,760 +1.8% $0.000000 380,904 03 Aug 2022 Direct F1
transaction COMP Class A Common Stock Tax liability $10,818 -2,725 -0.72% $3.97 378,179 03 Aug 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -6,760 -5.6% $0.000000 114,790 03 Aug 2022 Class A Common Stock 6,760 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.