Steven J. Sordello - Jun 2, 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Director
Signature: /s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol: COMP
Transactions as of: Jun 2, 2022
Transactions value $: $0
Form type: 4
Date filed: 6/6/2022, 04:18 PM
Previous filing: Mar 7, 2022
Next filing: Sep 8, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Options Exercise	$0	+13.7K	+382.9%	$0.00	17.2K	Jun 3, 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Award	$0	+40.4K		$0.00	40.4K	Jun 2, 2022	Class A Common Stock	40.4K		Direct	F1, F2
transaction	COMP	Restricted Stock Unit (RSU)	Award	$0	+9.73K		$0.00	9.73K	Jun 2, 2022	Class A Common Stock	9.73K		Direct	F1, F3
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-12.5K	-100%	$0.00^*	0	Jun 3, 2022	Class A Common Stock	12.5K		Direct	F1, F4
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-1.19K	-100%	$0.00^*	0	Jun 3, 2022	Class A Common Stock	1.19K		Direct	F1, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	The RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023. The RSU award was granted on June 2, 2022.
F3	The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders. The RSU award was granted on June 2, 2022.
F4	These RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) the date that is one year following the grant date.
F5	25% of the total number of these RSUs shall vest on each of August 1, 2021, November 1, 2021, February 1, 2022 and May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders following the grant date and subject to the reporting person's provision of service to the Issuer through the applicable vesting date.