JR CHARLES E. PHILLIPS - 02 Jun 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Director
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
02 Jun 2022
Net transactions value
$0
Form type
4
Filing time
06 Jun 2022, 16:17:20 UTC
Previous filing
05 May 2022
Next filing
13 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +12,472 $0.000000 12,472 03 Jun 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Award $0 +40,394 $0.000000 40,394 02 Jun 2022 Class A Common Stock 40,394 Direct F1, F2
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -12,472 -100% $0.000000* 0 03 Jun 2022 Class A Common Stock 12,472 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 The RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023. The RSU award was granted on June 2, 2022.
F3 These RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) the date that is one year following the grant date.