Frank Martell - Jun 2, 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Director
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Jun 2, 2022
Transactions value $
$0
Form type
4
Date filed
6/6/2022, 04:15 PM
Previous filing
May 27, 2022
Next filing
Sep 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +12.4K +495.52% $0.00 14.9K Jun 3, 2022 Direct F1
holding COMP Class A Common Stock 30K Jun 2, 2022 The Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Award $0 +40.4K $0.00 40.4K Jun 2, 2022 Class A Common Stock 40.4K Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Award $0 +11.6K $0.00 11.6K Jun 2, 2022 Class A Common Stock 11.6K Direct F1, F4
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -608 -100% $0.00* 0 Jun 3, 2022 Class A Common Stock 608 Direct F1, F5
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -1.42K -100% $0.00* 0 Jun 3, 2022 Class A Common Stock 1.42K Direct F1, F6
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -10.4K -100% $0.00* 0 Jun 3, 2022 Class A Common Stock 10.4K Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20
F3 The RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023. The RSU award was granted on June 2, 2022.
F4 The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders. The RSU award was granted on June 2, 2022.
F5 The RSUs vest as to 100% of the total shares on May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's provision of service to the Issuer through the applicable vesting date. The RSU award was granted on March 28, 2022.
F6 The RSUs vest as to 63.78% of the total shares on February 1, 2022 and 36.22% of the total shares on May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders following the grant date and subject to the reporting person's provision of service to the Issuer through the applicable vesting date. The RSU award was granted on December 29, 2021.
F7 These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders following the grant date and (ii) May 3, 2022. The RSU award was granted on December 29, 2021.