Josh N. McCarter - Jun 2, 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Director
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Jun 2, 2022
Transactions value $
$0
Form type
4
Date filed
6/6/2022, 04:09 PM
Previous filing
May 25, 2022
Next filing
Sep 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +2.63K $0.00 2.63K Jun 3, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Award $0 +40.4K $0.00 40.4K Jun 2, 2022 Class A Common Stock 40.4K Direct F1, F2
transaction COMP Restricted Stock Unit (RSU) Award $0 +8.22K $0.00 8.22K Jun 2, 2022 Class A Common Stock 8.22K Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -392 -100% $0.00* 0 Jun 3, 2022 Class A Common Stock 392 Direct F1, F4
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -2.24K -100% $0.00* 0 Jun 3, 2022 Class A Common Stock 2.24K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 The RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023. The RSU award was granted on June 2, 2022.
F3 The RSUs shall vest as to 24.83% on August 1, 2022, 25.05% on November 1, 2022, 25.06% on February 1, 2023, and 25.06% on May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders. The RSU award was granted on June 2, 2022.
F4 The RSUs are fully vested. The RSU award was granted on May 23, 2022.