DEWAYNE WILLIAMS - 01 Apr 2023 Form 4 Insider Report for NCS Multistage Holdings, Inc. (NCSM)

Role
VP, Controller
Signature
/s/ Ori Lev, attorney-in-fact
Issuer symbol
NCSM
Transactions as of
01 Apr 2023
Net transactions value
-$13,317
Form type
4
Filing time
03 Apr 2023, 09:03:45 UTC
Previous filing
14 Mar 2023
Next filing
29 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NCSM Common Stock Options Exercise $0 +639 +19% $0.000000 4,046 01 Apr 2023 Direct F1
transaction NCSM Common Stock Tax liability $13,317 -639 -16% $20.84 3,407 01 Apr 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NCSM Equivalent Stock Units Options Exercise $0 -639 -12% $0.000000 4,735 01 Apr 2023 Common Stock 639 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Equivalent stock units vested on February 28, 2023 and settled for cash.
F2 Includes 298 restricted stock units which vest on February 28, 2024, 560 restricted stock units which vest in two equal annual installments beginning on February 28, 2024 and 1,935 restricted stock units which vest in three equal annual installments beginning on February 28, 2024.
F3 These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.
F4 Includes 298 equivalent stock units which vest on February 28, 2024, 560 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 3,877 equivalent stock units which vest in three equal annual installments beginning on February 28, 2024.