Lori A. Cole - 28 Feb 2023 Form 4 Insider Report for NCS Multistage Holdings, Inc. (NCSM)

Role
Vice President, Finance
Signature
/s/ Ori Lev attorney-in-fact
Issuer symbol
NCSM
Transactions as of
28 Feb 2023
Net transactions value
-$68,230
Form type
4
Filing time
02 Mar 2023, 15:57:01 UTC
Previous filing
04 Apr 2022
Next filing
03 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NCSM Common Stock Options Exercise $0 +2,511 +61% $0.000000 6,641 28 Feb 2023 Direct F1
transaction NCSM Common Stock Tax liability $59,862 -2,511 -38% $23.84 4,130 28 Feb 2023 Direct F1
transaction NCSM Common Stock Disposed to Issuer $8,368 -351 -8.5% $23.84 3,779 28 Feb 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NCSM Equivalent Stock Units Options Exercise $0 -2,511 -58% $0.000000 1,787 28 Feb 2023 Common Stock 2,511 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Equivalent stock units vested on February 28, 2023 and settled for cash.
F2 These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.
F3 Includes 572 restricted stock units which vest on February 28, 2024 and 1,215 restricted stock units which vest in two equal annual installments beginning on February 28, 2024.
F4 These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.
F5 Includes 572 equivalent stock units which vest on February 28, 2024 and 1,215 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024.