Ori Lev - 01 Apr 2022 Form 4 Insider Report for NCS Multistage Holdings, Inc. (NCSM)

Role
Executive VP, GC and Secretary
Signature
/s/ Ori Lev
Issuer symbol
NCSM
Transactions as of
01 Apr 2022
Net transactions value
-$6,895
Form type
4
Filing time
04 Apr 2022, 16:40:05 UTC
Previous filing
04 Mar 2022
Next filing
02 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NCSM Common Stock Options Exercise $0 +113 +2.6% $0.000000 4,469 01 Apr 2022 Direct F1
transaction NCSM Common Stock Tax liability $5,526 -113 -2.5% $48.90 4,356 01 Apr 2022 Direct F1
transaction NCSM Common Stock Disposed to Issuer $1,369 -28 -0.64% $48.90 4,328 01 Apr 2022 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NCSM Equivalent Stock Units Options Exercise $0 -113 -2.8% $0.000000 3,982 01 Apr 2022 Common Stock 113 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Equivalent stock units vested on April 1, 2022 and settled for cash.
F2 These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.
F3 Includes 1,196 restricted stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,786 restricted stock units which vest in three equal annual installments beginning on February 28, 2023.
F4 These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.
F5 Includes 1,000 equivalent stock units which on February 28, 2023, 1,196 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,786 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023.