| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Fehring Nicolas A. | VP, Controller | IBM CORPORATION, ONE NEW ORCHARD ROAD, ARMONK | L. Mallardi on behalf of N. A. Fehring | 2025-09-02 | 0001875415 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | IBM | Common Stock | Options Exercise | $0 | +2.74K | +21.45% | $0.00 | 15.5K | Sep 1, 2025 | Direct | |
| transaction | IBM | Common Stock | Tax liability | -$338K | -1.39K | -8.94% | $243.59 | 14.1K | Sep 1, 2025 | Direct | |
| transaction | IBM | Common Stock | Gift | $0 | -400 | -2.83% | $0.00 | 13.7K | Sep 2, 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | IBM | Rst. Stock Unit | Options Exercise | $0 | -2.74K | -100% | $0.00 | 0 | Sep 1, 2025 | Common Stock | 2.74K | $0.00 | Direct | F1, F2, F3 |
| transaction | IBM | Rst. Stock Unit | Award | $0 | +17.3K | $0.00 | 17.3K | Sep 2, 2025 | Common Stock | 17.3K | $0.00 | Direct | F4 |
| Id | Content |
|---|---|
| F1 | On 9/1/21, the reporting person was granted 5,308 RSUs, 2,654 of which vested on 9/1/24 and 2,654 of which vested on 9/1/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. |
| F2 | These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |
| F3 | Release of restricted stock units. |
| F4 | Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 8,638 of these units on September 2, 2027 and 8,638 of these units on September 2, 2029. |