Fritz Prinz - May 22, 2025 Form 4 Insider Report for QuantumScape Corp (QS)

Role
Director
Signature
/s /Michael O McCarthy III, attorney-in-fact
Stock symbol
QS
Transactions as of
May 22, 2025
Transactions value $
-$242,228
Form type
4
Date filed
5/23/2025, 09:31 PM
Previous filing
May 15, 2025
Next filing
Jul 8, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Prinz Fritz Director C/O QUANTUMSCAPE CORPORATION, 1730 TECHNOLOGY DRIVE, SAN JOSE /s /Michael O McCarthy III, attorney-in-fact 2025-05-23 0001834027

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QS Class A Common Stock Sale -$242K -61.5K -20.99% $3.94 232K May 22, 2025 Direct F1, F2, F3
holding QS Class A Common Stock 778K May 22, 2025 By: Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018
holding QS Class A Common Stock 259K May 22, 2025 By: Benedikt Prinz 2019 Trust dated June 17, 2019
holding QS Class A Common Stock 259K May 22, 2025 By: Marie Helene Prinz 2019 Trust dated June 17, 2019
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2024.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.805 to $3.985, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3 Includes 161,343 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.