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Signature
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/s/ Alphonse Valbrune, as Attorney-in-Fact, for Jim Cox
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Issuer symbol
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CWAN
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Transactions as of
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15 May 2025
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Net transactions value
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-$784,863
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Form type
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4
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Filing time
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16 May 2025, 16:08:23 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Cox James S |
Chief Financial Officer |
C/O CLEARWATER ANALYTICS HOLDINGS, INC., 777 W. MAIN STREET, SUITE 900, BOISE |
/s/ Alphonse Valbrune, as Attorney-in-Fact, for Jim Cox |
16 May 2025 |
0001441361 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
CWAN |
Class A Common Stock |
Options Exercise |
$150,102 |
+34,114 |
+9.5% |
$4.40 |
392,999 |
15 May 2025 |
Direct |
|
| transaction |
CWAN |
Class A Common Stock |
Tax liability |
$487,966 |
-20,414 |
-5.2% |
$23.90 |
372,585 |
15 May 2025 |
Direct |
F1 |
| transaction |
CWAN |
Class A Common Stock |
Sale |
$327,478 |
-13,700 |
-3.7% |
$23.90 |
358,885 |
15 May 2025 |
Direct |
F2, F3 |
| transaction |
CWAN |
Class A Common Stock |
Sale |
$119,521 |
-5,000 |
-1.4% |
$23.90 |
353,885 |
15 May 2025 |
Direct |
F2, F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
CWAN |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-34,114 |
-8% |
$0.000000 |
390,757 |
15 May 2025 |
Class A Common Stock |
34,114 |
$4.40 |
Direct |
F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: