| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| LASHLEY RICHARD J | Director | C/O BANC OF CALIFORNIA, INC., 3 MACARTHUR PLACE, SANTA ANA | /s/ Ido Dotan, Attorney-in-Fact for Richard J Lashley | 09 May 2025 | 0001204241 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BANC | Common Stock | Award | $0 | +5,883 | +9.9% | $0.000000 | 65,533 | 07 May 2025 | Direct | F1 |
| holding | BANC | Common Stock | 668,939 | 07 May 2025 | By Goodbody/PL Capital, LLC | F2 | |||||
| holding | BANC | Common Stock | 2,355,280 | 07 May 2025 | By PL Capital, LLC | F3 | |||||
| holding | BANC | Common Stock | 10,000 | 07 May 2025 | By Richard Lashley ROTH IRA | ||||||
| holding | BANC | Depositary Shares of Series F Preferred Stock | 10,000 | 07 May 2025 | By Goodbody/PL Capital, LLC | F2 |
| Id | Content |
|---|---|
| F1 | Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. |
| F2 | Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| F3 | PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |