| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SOUN | Class A Common Stock | Sale | $600,000 | -50,000 | -10% | $12.00 | 451,756 | 05 Dec 2024 | See footnote | F1, F2 |
| transaction | SOUN | Class A Common Stock | Sale | $1,822,590 | -121,506 | -27% | $15.00* | 330,250 | 06 Dec 2024 | See footnote | F1, F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June 2023 and modified on June 28, 2024. |
| F2 | Represents securities held by the Ball Axline Living Trust (dated July 22, 2014) (the "Trust"). The Reporting Person is a joint trustee of the Trust. The beneficiaries of the Trust are immediate family members currently sharing the Reporting Persons' household. The Reporting Person disclaims beneficial ownership of these securities. |