David M. Shaffer - Nov 25, 2024 Form 4 Insider Report for EnerSys (ENS)

Role
CEO
Signature
Karen J. Yodis, by Power of Attorney
Stock symbol
ENS
Transactions as of
Nov 25, 2024
Transactions value $
-$2,000,180
Form type
4
Date filed
11/27/2024, 04:27 PM
Previous filing
Oct 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ENS Common Stock Sale -$2M -20K -8.82% $100.01 207K Nov 25, 2024 Direct F1, F2
transaction ENS Common Stock Gift $0 -130K -62.81% $0.00 76.9K Nov 26, 2024 Direct
transaction ENS Common Stock Gift $0 +130K $0.00 130K Nov 26, 2024 by Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 On August 26, 2024, the reporting person entered into a trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act (a "10b5-1 Plan"). The 10b5-1 Plan provided for the potential sale of up to 20,000 shares of EnerSys common stock, subject to certain conditions, and expires on August 22, 2025.
F2 This transaction was executed in multiple trades at prices ranging from $100.00 to $100.195. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were affected is available to the SEC staff, the issuer and any security holder of the issuer, upon request.