Tony West - Nov 16, 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Carolyn Mo by Power of Attorney for Tony West
Stock symbol
UBER
Transactions as of
Nov 16, 2024
Transactions value $
-$946,830
Form type
4
Date filed
11/19/2024, 06:53 PM
Previous filing
Oct 1, 2024
Next filing
Dec 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +4.48K +3.78% 123K Nov 16, 2024 Direct F1
transaction UBER Common Stock Options Exercise +8.73K +7.1% 132K Nov 16, 2024 Direct F1
transaction UBER Common Stock Options Exercise +9.22K +7% 141K Nov 16, 2024 Direct F1
transaction UBER Common Stock Options Exercise +3.64K +2.58% 145K Nov 16, 2024 Direct F1
transaction UBER Common Stock Tax liability -$163K -2.22K -1.54% $73.25 142K Nov 16, 2024 Direct F2
transaction UBER Common Stock Tax liability -$317K -4.33K -3.04% $73.25 138K Nov 16, 2024 Direct F2
transaction UBER Common Stock Tax liability -$335K -4.57K -3.31% $73.25 134K Nov 16, 2024 Direct F2
transaction UBER Common Stock Tax liability -$132K -1.8K -1.35% $73.25 132K Nov 16, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -4.48K -6.98% $0.00 59.7K Nov 16, 2024 Common Stock 4.48K Direct F1, F3, F4
transaction UBER Restricted Stock Units Options Exercise $0 -8.73K -9.68% $0.00 81.5K Nov 16, 2024 Common Stock 8.73K Direct F1, F3, F5
transaction UBER Restricted Stock Units Options Exercise $0 -9.22K -15.79% $0.00 49.2K Nov 16, 2024 Common Stock 9.22K Direct F1, F3, F6
transaction UBER Restricted Stock Units Options Exercise $0 -3.64K -42.85% $0.00 4.85K Nov 16, 2024 Common Stock 3.64K Direct F1, F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2024.
F3 The RSUs that vested on November 16, 2024 include RSUs for which vesting was paused during the reporting person's recent leave of absence ("LOA") and would have otherwise vested in accordance with the vesting schedule during the LOA.
F4 The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Legal Officer and Corporate Secretary