Tony West - 16 Nov 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Carolyn Mo by Power of Attorney for Tony West
Issuer symbol
UBER
Transactions as of
16 Nov 2024
Net transactions value
-$946,830
Form type
4
Filing time
19 Nov 2024, 18:53:12 UTC
Previous filing
01 Oct 2024
Next filing
16 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +4,480 +3.8% 123,038 16 Nov 2024 Direct F1
transaction UBER Common Stock Options Exercise +8,731 +7.1% 131,769 16 Nov 2024 Direct F1
transaction UBER Common Stock Options Exercise +9,218 +7% 140,987 16 Nov 2024 Direct F1
transaction UBER Common Stock Options Exercise +3,638 +2.6% 144,625 16 Nov 2024 Direct F1
transaction UBER Common Stock Tax liability $162,762 -2,222 -1.5% $73.25 142,403 16 Nov 2024 Direct F2
transaction UBER Common Stock Tax liability $317,099 -4,329 -3% $73.25 138,074 16 Nov 2024 Direct F2
transaction UBER Common Stock Tax liability $334,826 -4,571 -3.3% $73.25 133,503 16 Nov 2024 Direct F2
transaction UBER Common Stock Tax liability $132,143 -1,804 -1.4% $73.25 131,699 16 Nov 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -4,480 -7% $0.000000 59,728 16 Nov 2024 Common Stock 4,480 Direct F1, F3, F4
transaction UBER Restricted Stock Units Options Exercise $0 -8,731 -9.7% $0.000000 81,490 16 Nov 2024 Common Stock 8,731 Direct F1, F3, F5
transaction UBER Restricted Stock Units Options Exercise $0 -9,218 -16% $0.000000 49,164 16 Nov 2024 Common Stock 9,218 Direct F1, F3, F6
transaction UBER Restricted Stock Units Options Exercise $0 -3,638 -43% $0.000000 4,852 16 Nov 2024 Common Stock 3,638 Direct F1, F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2024.
F3 The RSUs that vested on November 16, 2024 include RSUs for which vesting was paused during the reporting person's recent leave of absence ("LOA") and would have otherwise vested in accordance with the vesting schedule during the LOA.
F4 The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Legal Officer and Corporate Secretary