Christopher Koeppen - 14 Nov 2024 Form 4 Insider Report for COHERENT CORP. (COHR)

Role
Chief Innovation Officer
Signature
/s/ Jeffrey W. Acre, Attorney-in-Fact
Issuer symbol
COHR
Transactions as of
14 Nov 2024
Net transactions value
-$490,454
Form type
4
Filing time
18 Nov 2024, 15:22:00 UTC
Previous filing
02 Oct 2024
Next filing
17 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COHR Common Stock Options Exercise $61,335 +1,740 +2.6% $35.25 67,888 14 Nov 2024 Direct
transaction COHR Common Stock Options Exercise $68,862 +1,380 +2% $49.90 69,268 14 Nov 2024 Direct
transaction COHR Common Stock Sale $430,880 -4,176 -6% $103.18 65,092 14 Nov 2024 Direct F1
transaction COHR Common Stock Sale $37,146 -400 -0.61% $92.86 64,692 15 Nov 2024 Direct F1, F2
transaction COHR Common Stock Sale $47,096 -500 -0.77% $94.19 64,192 15 Nov 2024 Direct F1, F3
transaction COHR Common Stock Sale $65,934 -692 -1.1% $95.28 63,500 15 Nov 2024 Direct F1, F4
transaction COHR Common Stock Sale $29,792 -308 -0.49% $96.73 63,192 15 Nov 2024 Direct F1, F5
transaction COHR Common Stock Sale $9,803 -100 -0.16% $98.03 63,092 15 Nov 2024 Direct F1
holding COHR Common Stock 15 14 Nov 2024 By Daughter
holding COHR Common Stock 15 14 Nov 2024 By Son

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COHR Option (Right to Buy) Options Exercise $0 -1,740 -100% $0.000000 0 14 Nov 2024 Common Stock 1,740 $35.25 Direct F6
transaction COHR Option (Right to Buy) Options Exercise $0 -1,380 -100% $0.000000 0 14 Nov 2024 Common Stock 1,380 $49.90 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2023.
F2 Represents the weighted average of multiple sale transactions ranging in price from $92.48 to $93.10. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3 Represents the weighted average of multiple sale transactions ranging in price from $93.91 to $94.57. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F4 Represents the weighted average of multiple sale transactions ranging in price from $95.08 to $95.52. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F5 Represents the weighted average of multiple sale transactions ranging in price from $96.46 to $97.07. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F6 The options vested in four equal annual installments beginning on August 18, 2018.
F7 The options vest in four equal annual installments beginning on August 28, 2019.