James J. Gosa - Nov 6, 2024 Form 4 Insider Report for BEACON ROOFING SUPPLY INC (BECN)

Role
President, North/Canada Div.
Signature
/s/ James J. Gosa
Stock symbol
BECN
Transactions as of
Nov 6, 2024
Transactions value $
-$1,129,174
Form type
4
Date filed
11/8/2024, 04:20 PM
Previous filing
Jun 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BECN Common Stock, $0.01 par value Options Exercise $149K +3.92K +20.09% $37.89 23.4K Nov 6, 2024 Direct F1
transaction BECN Common Stock, $0.01 par value Sale -$393K -3.92K -16.73% $100.33 19.5K Nov 6, 2024 Direct F2
transaction BECN Common Stock, $0.01 par value Sale -$884K -8.81K -45.13% $100.35 10.7K Nov 6, 2024 Direct
transaction BECN Common Stock, $0.01 par value Gift $0 -1.1K -10.27% $0.00 9.62K Nov 6, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BECN Stock Option (right to buy) Options Exercise $0 -3.92K -100% $0.00 0 Nov 6, 2024 Common Stock, $0.01 par value 3.92K $37.89 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Amount includes 143 shares acquired under Beacon's 2023 Employee Stock Purchase Plan, which meets the requirements of Section 423 of the Internal Revenue Code, subsequent to the Reporting Person's last Table I disclosure.
F2 This transaction was executed in multiple trades at prices ranging from $100.33 USD to $100.36 USD; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes, upon request, to provide to Beacon Roofing Supply, Inc. (the "Issuer"), any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.
F3 The stock options were scheduled to vest in three (3) equal annual installments, beginning on this date (the first anniversary of the grant date) and followed by the two subsequent anniversaries of this date.