Robert Dee Etherington - Sep 30, 2024 Form 4 Insider Report for Clene Inc. (CLNN)

Signature
/s/ Jerry Miraglia POA
Stock symbol
CLNN
Transactions as of
Sep 30, 2024
Transactions value $
$48,750
Form type
4
Date filed
10/1/2024, 04:17 PM
Previous filing
Aug 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLNN Common Stock Purchase $47.5K +10K +33.17% $4.75 40.1K Sep 30, 2024 Direct
holding CLNN Common Stock 636 Sep 30, 2024 By LLC F1
holding CLNN Common Stock 1.25K Sep 30, 2024 By trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLNN Warrants (Right to buy) Award $1.25K +10K $0.13 10K Sep 30, 2024 Common Stock 10K $4.82 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities are owned by RDE RX Ventures LLC. Mr. Etherington is the manager of RDE RX Ventures LLC. The shares owned by RDE RX Ventures LLC may also be deemed to be beneficially owned by Mr. Etherington.
F2 The securities are owned by the Etherington Revocable Trust. Mr. Etherington is the co-trustee of the Etherington Revocable Trust. The shares owned by the Etherington Revocable Trust may be deemed to be beneficially owned by Mr. Etherington.