Jill Hazelbaker - 16 Sep 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP, Marketing and Public Affairs
Signature
/s/ Carolyn Mo by Power of Attorney for Jill Hazelbaker
Issuer symbol
UBER
Transactions as of
16 Sep 2024
Net transactions value
-$3,208,035
Form type
4
Filing time
18 Sep 2024, 20:11:42 UTC
Previous filing
20 Aug 2024
Next filing
18 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1,493 +0.91% 165,004 16 Sep 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,546 +1.5% 167,550 16 Sep 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,689 +1.6% 170,239 16 Sep 2024 Direct F1
transaction UBER Common Stock Options Exercise +1,699 +1% 171,938 16 Sep 2024 Direct F1
transaction UBER Common Stock Tax liability $53,497 -748 -0.44% $71.52 171,190 16 Sep 2024 Direct F2
transaction UBER Common Stock Tax liability $97,053 -1,357 -0.79% $71.52 169,833 16 Sep 2024 Direct F2
transaction UBER Common Stock Tax liability $107,852 -1,508 -0.89% $71.52 168,325 16 Sep 2024 Direct F2
transaction UBER Common Stock Tax liability $69,589 -973 -0.58% $71.52 167,352 16 Sep 2024 Direct F2
transaction UBER Common Stock Sale $2,880,044 -40,000 -24% $72.00 127,352 16 Sep 2024 Direct F3
holding UBER Common Stock 9,002 16 Sep 2024 Trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1,493 -2.3% $0.000000 62,715 16 Sep 2024 Common Stock 1,493 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -2,546 -3.2% $0.000000 76,397 16 Sep 2024 Common Stock 2,546 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -2,689 -5.3% $0.000000 48,396 16 Sep 2024 Common Stock 2,689 Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -1,699 -14% $0.000000 10,188 16 Sep 2024 Common Stock 1,699 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2024.
F3 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.06, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F5 The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

SVP, Marketing and Public Affairs