Jill Hazelbaker - Sep 16, 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP, Marketing and Public Affairs
Signature
/s/ Carolyn Mo by Power of Attorney for Jill Hazelbaker
Stock symbol
UBER
Transactions as of
Sep 16, 2024
Transactions value $
-$3,208,035
Form type
4
Date filed
9/18/2024, 08:11 PM
Previous filing
Aug 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1.49K +0.91% 165K Sep 16, 2024 Direct F1
transaction UBER Common Stock Options Exercise +2.55K +1.54% 168K Sep 16, 2024 Direct F1
transaction UBER Common Stock Options Exercise +2.69K +1.6% 170K Sep 16, 2024 Direct F1
transaction UBER Common Stock Options Exercise +1.7K +1% 172K Sep 16, 2024 Direct F1
transaction UBER Common Stock Tax liability -$53.5K -748 -0.44% $71.52 171K Sep 16, 2024 Direct F2
transaction UBER Common Stock Tax liability -$97.1K -1.36K -0.79% $71.52 170K Sep 16, 2024 Direct F2
transaction UBER Common Stock Tax liability -$108K -1.51K -0.89% $71.52 168K Sep 16, 2024 Direct F2
transaction UBER Common Stock Tax liability -$69.6K -973 -0.58% $71.52 167K Sep 16, 2024 Direct F2
transaction UBER Common Stock Sale -$2.88M -40K -23.9% $72.00 127K Sep 16, 2024 Direct F3
holding UBER Common Stock 9K Sep 16, 2024 Trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1.49K -2.33% $0.00 62.7K Sep 16, 2024 Common Stock 1.49K Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -2.55K -3.23% $0.00 76.4K Sep 16, 2024 Common Stock 2.55K Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -2.69K -5.26% $0.00 48.4K Sep 16, 2024 Common Stock 2.69K Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -1.7K -14.29% $0.00 10.2K Sep 16, 2024 Common Stock 1.7K Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2024.
F3 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.06, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F5 The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

SVP, Marketing and Public Affairs