Subi Sethi - 21 Aug 2024 Form 4 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Role
Chief Client Officer
Signature
/s/ Alphonse Valbrune, as Attorney-in-Fact, for Subi Sethi
Issuer symbol
CWAN
Transactions as of
21 Aug 2024
Net transactions value
-$953,475
Form type
4
Filing time
22 Aug 2024, 11:19:18 UTC
Previous filing
01 Jul 2024
Next filing
01 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWAN Class A Common Stock Options Exercise $75,104 +17,069 +21% $4.40 98,881 21 Aug 2024 Direct
transaction CWAN Class A Common Stock Tax liability $228,935 -9,398 -9.5% $24.36 89,483 21 Aug 2024 Direct
transaction CWAN Class A Common Stock Sale $186,629 -7,671 -8.6% $24.33 81,812 21 Aug 2024 Direct F1
transaction CWAN Class A Common Stock Options Exercise $64,513 +14,662 +18% $4.40 96,474 21 Aug 2024 Direct
transaction CWAN Class A Common Stock Tax liability $196,610 -8,071 -8.4% $24.36 88,403 21 Aug 2024 Direct
transaction CWAN Class A Common Stock Sale $160,262 -6,591 -7.5% $24.32 81,812 21 Aug 2024 Direct F2
transaction CWAN Class A Common Stock Options Exercise $34,896 +7,931 +9.7% $4.40 89,743 21 Aug 2024 Direct
transaction CWAN Class A Common Stock Tax liability $106,380 -4,367 -4.9% $24.36 85,376 21 Aug 2024 Direct
transaction CWAN Class A Common Stock Sale $86,392 -3,564 -4.2% $24.24 81,812 21 Aug 2024 Direct F3
transaction CWAN Class A Common Stock Options Exercise $67,134 +5,414 +6.6% $12.40 87,226 21 Aug 2024 Direct
transaction CWAN Class A Common Stock Tax liability $96,368 -3,956 -4.5% $24.36 83,270 21 Aug 2024 Direct
transaction CWAN Class A Common Stock Sale $35,497 -1,458 -1.8% $24.35 81,812 21 Aug 2024 Direct F4
transaction CWAN Class A Common Stock Options Exercise $21,666 +4,924 +6% $4.40 86,736 21 Aug 2024 Direct
transaction CWAN Class A Common Stock Tax liability $66,040 -2,711 -3.1% $24.36 84,025 21 Aug 2024 Direct
transaction CWAN Class A Common Stock Sale $53,673 -2,213 -2.6% $24.25 81,812 21 Aug 2024 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -17,069 -66% $0.000000 8,945 21 Aug 2024 Class A Common Stock 17,069 $4.40 Direct F6
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -14,662 -85% $0.000000 2,680 21 Aug 2024 Class A Common Stock 14,662 $4.40 Direct F7
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -7,931 -24% $0.000000 25,125 21 Aug 2024 Class A Common Stock 7,931 $4.40 Direct F8
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -5,414 -3.6% $0.000000 144,586 21 Aug 2024 Class A Common Stock 5,414 $12.40 Direct F9
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -4,924 -55% $0.000000 4,021 21 Aug 2024 Class A Common Stock 4,924 $4.40 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $24.33 USD to $24.35 USD; the price reported above reflects the weighted average sale price.
F2 This transaction was executed in multiple trades at prices ranging from $24.32 USD to $24.34 USD; the price reported above reflects the weighted average sale price.
F3 This transaction was executed in multiple trades at prices ranging from $24.24 USD to $24.31 USD; the price reported above reflects the weighted average sale price.
F4 This transaction was executed in multiple trades at prices ranging from $24.35 USD to $24.36 USD; the price reported above reflects the weighted average sale price.
F5 This transaction was executed in multiple trades at prices ranging from $24.25 USD to $24.31 USD; the price reported above reflects the weighted average sale price.
F6 Vests 11,637 share(s) on 02-Nov-2020, 3,526 share(s) on 21-Jan-2020, 4,020 share(s) on 05-Mar-2021, 4,020 share(s) on 01-Jan-2022, 4,020 share(s) on 01-Jan-2023, 4,020 share(s) on 01-Jan-2024, 4,021 share(s) on 01-Jan-2025
F7 Vests 2,351 share(s) on 01-Jan-2020, 7,758 share(s) on 02-Nov-2020, 2,680 share(s) on 01-Jan-2021, 2,680 share(s) on 01-Jan-2022, 2,680 share(s) on 01-Jan-2023, 2,680 share(s) on 01-Jan-2024, 2,680 share(s) on 01-Jan-2025
F8 Vests 61,875 share(s) on 02-Nov-2020, 25,125 share(s) on 05-Mar-2021, 25,125 share(s) on 01-Jan-2022, 25,125 share(s) on 01-Jan-2023, 25,125 share(s) on 01-Jan-2024, 25,125 share(s) on 01-Jan-2025
F9 Vests 25% on January 1, 2022, 1/48th thereafter on last day of month for 3 years beginning on 08-Mar-2021