Subi Sethi - Aug 21, 2024 Form 4 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Role
Chief Client Officer
Signature
/s/ Alphonse Valbrune, as Attorney-in-Fact, for Subi Sethi
Stock symbol
CWAN
Transactions as of
Aug 21, 2024
Transactions value $
-$953,475
Form type
4
Date filed
8/22/2024, 11:19 AM
Previous filing
Jul 1, 2024
Next filing
Oct 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWAN Class A Common Stock Options Exercise $75.1K +17.1K +20.86% $4.40 98.9K Aug 21, 2024 Direct
transaction CWAN Class A Common Stock Tax liability -$229K -9.4K -9.5% $24.36 89.5K Aug 21, 2024 Direct
transaction CWAN Class A Common Stock Sale -$187K -7.67K -8.57% $24.33 81.8K Aug 21, 2024 Direct F1
transaction CWAN Class A Common Stock Options Exercise $64.5K +14.7K +17.92% $4.40 96.5K Aug 21, 2024 Direct
transaction CWAN Class A Common Stock Tax liability -$197K -8.07K -8.37% $24.36 88.4K Aug 21, 2024 Direct
transaction CWAN Class A Common Stock Sale -$160K -6.59K -7.46% $24.32 81.8K Aug 21, 2024 Direct F2
transaction CWAN Class A Common Stock Options Exercise $34.9K +7.93K +9.69% $4.40 89.7K Aug 21, 2024 Direct
transaction CWAN Class A Common Stock Tax liability -$106K -4.37K -4.87% $24.36 85.4K Aug 21, 2024 Direct
transaction CWAN Class A Common Stock Sale -$86.4K -3.56K -4.17% $24.24 81.8K Aug 21, 2024 Direct F3
transaction CWAN Class A Common Stock Options Exercise $67.1K +5.41K +6.62% $12.40 87.2K Aug 21, 2024 Direct
transaction CWAN Class A Common Stock Tax liability -$96.4K -3.96K -4.54% $24.36 83.3K Aug 21, 2024 Direct
transaction CWAN Class A Common Stock Sale -$35.5K -1.46K -1.75% $24.35 81.8K Aug 21, 2024 Direct F4
transaction CWAN Class A Common Stock Options Exercise $21.7K +4.92K +6.02% $4.40 86.7K Aug 21, 2024 Direct
transaction CWAN Class A Common Stock Tax liability -$66K -2.71K -3.13% $24.36 84K Aug 21, 2024 Direct
transaction CWAN Class A Common Stock Sale -$53.7K -2.21K -2.63% $24.25 81.8K Aug 21, 2024 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -17.1K -65.61% $0.00 8.95K Aug 21, 2024 Class A Common Stock 17.1K $4.40 Direct F6
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -14.7K -84.55% $0.00 2.68K Aug 21, 2024 Class A Common Stock 14.7K $4.40 Direct F7
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -7.93K -23.99% $0.00 25.1K Aug 21, 2024 Class A Common Stock 7.93K $4.40 Direct F8
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -5.41K -3.61% $0.00 145K Aug 21, 2024 Class A Common Stock 5.41K $12.40 Direct F9
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -4.92K -55.05% $0.00 4.02K Aug 21, 2024 Class A Common Stock 4.92K $4.40 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $24.33 USD to $24.35 USD; the price reported above reflects the weighted average sale price.
F2 This transaction was executed in multiple trades at prices ranging from $24.32 USD to $24.34 USD; the price reported above reflects the weighted average sale price.
F3 This transaction was executed in multiple trades at prices ranging from $24.24 USD to $24.31 USD; the price reported above reflects the weighted average sale price.
F4 This transaction was executed in multiple trades at prices ranging from $24.35 USD to $24.36 USD; the price reported above reflects the weighted average sale price.
F5 This transaction was executed in multiple trades at prices ranging from $24.25 USD to $24.31 USD; the price reported above reflects the weighted average sale price.
F6 Vests 11,637 share(s) on 02-Nov-2020, 3,526 share(s) on 21-Jan-2020, 4,020 share(s) on 05-Mar-2021, 4,020 share(s) on 01-Jan-2022, 4,020 share(s) on 01-Jan-2023, 4,020 share(s) on 01-Jan-2024, 4,021 share(s) on 01-Jan-2025
F7 Vests 2,351 share(s) on 01-Jan-2020, 7,758 share(s) on 02-Nov-2020, 2,680 share(s) on 01-Jan-2021, 2,680 share(s) on 01-Jan-2022, 2,680 share(s) on 01-Jan-2023, 2,680 share(s) on 01-Jan-2024, 2,680 share(s) on 01-Jan-2025
F8 Vests 61,875 share(s) on 02-Nov-2020, 25,125 share(s) on 05-Mar-2021, 25,125 share(s) on 01-Jan-2022, 25,125 share(s) on 01-Jan-2023, 25,125 share(s) on 01-Jan-2024, 25,125 share(s) on 01-Jan-2025
F9 Vests 25% on January 1, 2022, 1/48th thereafter on last day of month for 3 years beginning on 08-Mar-2021