James S. Cox - Jul 15, 2024 Form 4 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Role
Chief Financial Officer
Signature
/s/ Alphonse Valbrune, as Attorney-in-Fact, for Jim Cox
Stock symbol
CWAN
Transactions as of
Jul 15, 2024
Transactions value $
-$335,384
Form type
4
Date filed
7/16/2024, 06:55 PM
Previous filing
Jul 1, 2024
Next filing
Aug 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWAN Class A Common Stock Options Exercise $71.8K +16.3K +6.87% $4.40 254K Jul 15, 2024 Direct
transaction CWAN Class A Common Stock Tax liability -$192K -10.1K -3.99% $18.92 244K Jul 15, 2024 Direct
transaction CWAN Class A Common Stock Sale -$117K -6.18K -2.53% $18.92 238K Jul 15, 2024 Direct F1, F2
transaction CWAN Class A Common Stock Options Exercise $1.17K +265 +0.11% $4.40 238K Jul 15, 2024 Direct
transaction CWAN Class A Common Stock Tax liability -$3.12K -165 -0.07% $18.92 238K Jul 15, 2024 Direct
transaction CWAN Class A Common Stock Sale -$1.89K -100 -0.04% $18.92 238K Jul 15, 2024 Direct F1, F2
transaction CWAN Class A Common Stock Sale -$94.6K -5K -2.11% $18.93 233K Jul 15, 2024 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -16.3K -7.09% $0.00 214K Jul 15, 2024 Class A Common Stock 16.3K $4.40 Direct F4
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -265 -0.12% $0.00 214K Jul 15, 2024 Class A Common Stock 265 $4.40 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2024.
F2 This transaction was executed in multiple trades at prices ranging from $18.77 USD to $19.03 USD; the price reported above reflects the weighted average sale price.
F3 This transaction was executed in multiple trades at prices ranging from $18.79 USD to $19.00 USD; the price reported above reflects the weighted average sale price.
F4 Vests 120,000 share(s) on 20-May-2020, 198,000 share(s) on 02-Nov-2020, 70,500 share(s) on 20-May-2021, 70,500 share(s) on 20-May-2022, 70,500 share(s) on 20-May-2023, 70,500 share(s) on 20-May-2024