Timothy Steffan - Jan 2, 2020 Form 4 Insider Report for Comstock Holding Companies, Inc. (CHCI)

Role
Chief Operating Officer
Signature
/s/ Timothy J. Steffan
Stock symbol
CHCI
Transactions as of
Jan 2, 2020
Transactions value $
-$21,904
Form type
4
Date filed
7/11/2024, 04:21 PM
Next filing
Jul 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +20K $0.00 20K Apr 29, 2020 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -6.02K -30.1% 14K Apr 29, 2020 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +2.79K +19.96% $0.00 16.8K Jan 10, 2021 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +5.58K +33.27% $0.00 22.4K Jan 10, 2021 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -2.51K -11.23% 19.8K Jan 10, 2021 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +20K +100.81% $0.00 39.8K Apr 29, 2021 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -6.02K -15.11% 33.8K Apr 29, 2021 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +2.79K +8.25% $0.00 36.6K Jan 10, 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +11.2K +30.49% $0.00 47.8K Jan 10, 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -5.51K -11.53% 42.3K Jan 10, 2022 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1.44K +3.42% $0.00 43.7K Jan 11, 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -516 -1.18% 43.2K Jan 11, 2022 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +20K +46.3% $0.00 63.2K Apr 29, 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -8.54K -13.51% 54.7K Apr 29, 2022 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Sale -$4.3K -928 -1.7% $4.63 53.7K Nov 21, 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Sale -$17.6K -3.84K -7.14% $4.59 49.9K Nov 21, 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +2.79K +5.59% $0.00 52.7K Jan 10, 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +16.7K +31.78% $0.00 69.4K Jan 10, 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -7.87K -11.34% 61.5K Jan 10, 2023 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1.44K +2.35% $0.00 63K Jan 11, 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1.26K +1.99% $0.00 64.2K Jan 11, 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -965 -1.5% 63.3K Jan 11, 2023 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Award $0 +9.95K +15.72% $0.00 73.2K Mar 15, 2023 Direct F2
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -4.03K -5.51% 69.2K Mar 15, 2023 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +20K +28.91% $0.00 89.2K Apr 29, 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -8.62K -9.66% 80.6K Apr 29, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHCI Restricted Stock Units (RSUs) Award $0 +11.2K $0.00 11.2K Jan 2, 2020 Class A Common Stock, $0.01 par value 11.2K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2.79K -25% $0.00 8.37K Jan 10, 2021 Class A Common Stock, $0.01 par value 2.79K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2.79K -33.33% $0.00 5.58K Jan 10, 2022 Class A Common Stock, $0.01 par value 2.79K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2.79K -50% $0.00 2.79K Jan 10, 2023 Class A Common Stock, $0.01 par value 2.79K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Award $0 +89.3K $0.00 89.3K Jan 2, 2020 Class A Common Stock, $0.01 par value 89.3K Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -5.58K -6.25% $0.00 83.7K Jan 10, 2021 Class A Common Stock, $0.01 par value 5.58K Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -11.2K -13.33% $0.00 72.5K Jan 10, 2022 Class A Common Stock, $0.01 par value 11.2K Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -16.7K -23.08% $0.00 55.8K Jan 10, 2023 Class A Common Stock, $0.01 par value 16.7K Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -20K -25% $0.00 60K Apr 29, 2020 Class A Common Stock, $0.01 par value 20K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -20K -33.33% $0.00 40K Apr 29, 2021 Class A Common Stock, $0.01 par value 20K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -20K -50% $0.00 20K Apr 29, 2022 Class A Common Stock, $0.01 par value 20K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -20K -100% $0.00* 0 Apr 29, 2023 Class A Common Stock, $0.01 par value 20K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Award $0 +5.78K $0.00 5.78K Jan 11, 2021 Class A Common Stock, $0.01 par value 5.78K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1.44K -25% $0.00 4.33K Jan 11, 2022 Class A Common Stock, $0.01 par value 1.44K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1.44K -33.34% $0.00 2.89K Jan 11, 2023 Class A Common Stock, $0.01 par value 1.44K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Award $0 +5.02K $0.00 5.02K Jan 11, 2022 Class A Common Stock, $0.01 par value 5.02K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1.26K -25.01% $0.00 3.76K Jan 11, 2023 Class A Common Stock, $0.01 par value 1.26K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Award $0 +5.59K $0.00 5.59K Jan 11, 2023 Class A Common Stock, $0.01 par value 5.59K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld at fair market value on vesting date
F2 Reflects vesting of performance-based restricted stock units
F3 Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock
F4 Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date
F5 Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027