Timothy J. Steffan - 02 Jan 2020 Form 4 Insider Report for Comstock Holding Companies, Inc. (CHCI)

Role
Chief Operating Officer
Signature
/s/ Timothy J. Steffan
Issuer symbol
CHCI
Transactions as of
02 Jan 2020
Net transactions value
-$21,904
Form type
4
Filing time
11 Jul 2024, 16:21:58 UTC
Next filing
11 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +20,000 $0.000000 20,000 29 Apr 2020 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -6,020 -30% 13,980 29 Apr 2020 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +2,790 +20% $0.000000 16,770 10 Jan 2021 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +5,580 +33% $0.000000 22,350 10 Jan 2021 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -2,510 -11% 19,840 10 Jan 2021 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +20,000 +101% $0.000000 39,840 29 Apr 2021 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -6,020 -15% 33,820 29 Apr 2021 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +2,790 +8.2% $0.000000 36,610 10 Jan 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +11,161 +30% $0.000000 47,771 10 Jan 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -5,507 -12% 42,264 10 Jan 2022 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1,444 +3.4% $0.000000 43,708 11 Jan 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -516 -1.2% 43,192 11 Jan 2022 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +20,000 +46% $0.000000 63,192 29 Apr 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -8,538 -14% 54,654 29 Apr 2022 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Sale $4,297 -928 -1.7% $4.63 53,726 21 Nov 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Sale $17,607 -3,836 -7.1% $4.59 49,890 21 Nov 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +2,790 +5.6% $0.000000 52,680 10 Jan 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +16,741 +32% $0.000000 69,421 10 Jan 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -7,874 -11% 61,547 10 Jan 2023 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1,444 +2.3% $0.000000 62,991 11 Jan 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1,255 +2% $0.000000 64,246 11 Jan 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -965 -1.5% 63,281 11 Jan 2023 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Award $0 +9,945 +16% $0.000000 73,226 15 Mar 2023 Direct F2
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -4,034 -5.5% 69,192 15 Mar 2023 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +20,000 +29% $0.000000 89,192 29 Apr 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -8,620 -9.7% 80,572 29 Apr 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHCI Restricted Stock Units (RSUs) Award $0 +11,160 $0.000000 11,160 02 Jan 2020 Class A Common Stock, $0.01 par value 11,160 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2,790 -25% $0.000000 8,370 10 Jan 2021 Class A Common Stock, $0.01 par value 2,790 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2,790 -33% $0.000000 5,580 10 Jan 2022 Class A Common Stock, $0.01 par value 2,790 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2,790 -50% $0.000000 2,790 10 Jan 2023 Class A Common Stock, $0.01 par value 2,790 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Award $0 +89,286 $0.000000 89,286 02 Jan 2020 Class A Common Stock, $0.01 par value 89,286 Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -5,580 -6.2% $0.000000 83,706 10 Jan 2021 Class A Common Stock, $0.01 par value 5,580 Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -11,161 -13% $0.000000 72,545 10 Jan 2022 Class A Common Stock, $0.01 par value 11,161 Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -16,741 -23% $0.000000 55,804 10 Jan 2023 Class A Common Stock, $0.01 par value 16,741 Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -20,000 -25% $0.000000 60,000 29 Apr 2020 Class A Common Stock, $0.01 par value 20,000 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -20,000 -33% $0.000000 40,000 29 Apr 2021 Class A Common Stock, $0.01 par value 20,000 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -20,000 -50% $0.000000 20,000 29 Apr 2022 Class A Common Stock, $0.01 par value 20,000 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -20,000 -100% $0.000000* 0 29 Apr 2023 Class A Common Stock, $0.01 par value 20,000 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Award $0 +5,775 $0.000000 5,775 11 Jan 2021 Class A Common Stock, $0.01 par value 5,775 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1,444 -25% $0.000000 4,331 11 Jan 2022 Class A Common Stock, $0.01 par value 1,444 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1,444 -33% $0.000000 2,887 11 Jan 2023 Class A Common Stock, $0.01 par value 1,444 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Award $0 +5,017 $0.000000 5,017 11 Jan 2022 Class A Common Stock, $0.01 par value 5,017 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1,255 -25% $0.000000 3,762 11 Jan 2023 Class A Common Stock, $0.01 par value 1,255 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Award $0 +5,590 $0.000000 5,590 11 Jan 2023 Class A Common Stock, $0.01 par value 5,590 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld at fair market value on vesting date
F2 Reflects vesting of performance-based restricted stock units
F3 Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock
F4 Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date
F5 Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027