Christopher M. Guthrie - 02 Jan 2020 Form 4 Insider Report for Comstock Holding Companies, Inc. (CHCI)

Role
Chief Financial Officer & EVP
Signature
/s/ Christopher M. Guthrie
Issuer symbol
CHCI
Transactions as of
02 Jan 2020
Net transactions value
$0
Form type
4
Filing time
11 Jul 2024, 16:21:21 UTC
Next filing
11 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +20,000 $0.000000 20,000 29 Apr 2020 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -6,020 -30% 13,980 29 Apr 2020 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +2,790 +20% $0.000000 16,770 10 Jan 2021 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +5,580 +33% $0.000000 22,350 10 Jan 2021 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -2,510 -11% 19,840 10 Jan 2021 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +20,000 +101% $0.000000 39,840 29 Apr 2021 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -6,020 -15% 33,820 29 Apr 2021 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +2,790 +8.2% $0.000000 36,610 10 Jan 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +11,161 +30% $0.000000 47,771 10 Jan 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -5,069 -11% 42,702 10 Jan 2022 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1,444 +3.4% $0.000000 44,146 11 Jan 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -299 -0.68% 43,847 11 Jan 2022 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +20,000 +46% $0.000000 63,847 29 Apr 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -8,313 -13% 55,534 29 Apr 2022 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +2,790 +5% $0.000000 58,324 10 Jan 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +16,741 +29% $0.000000 75,065 10 Jan 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -7,368 -9.8% 67,697 10 Jan 2023 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1,444 +2.1% $0.000000 69,141 11 Jan 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1,255 +1.8% $0.000000 70,396 11 Jan 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -813 -1.2% 69,583 11 Jan 2023 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Award $0 +9,945 +14% $0.000000 79,528 15 Mar 2023 Direct F2
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -3,845 -4.8% 75,683 15 Mar 2023 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +20,000 +26% $0.000000 95,683 29 Apr 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -8,620 -9% 87,063 29 Apr 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHCI Restricted Stock Units (RSUs) Award $0 +11,160 +125% $0.000000 20,086 02 Jan 2020 Class A Common Stock, $0.01 par value 11,160 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2,790 -25% $0.000000 8,370 10 Jan 2021 Class A Common Stock, $0.01 par value 2,790 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2,790 -33% $0.000000 5,580 10 Jan 2022 Class A Common Stock, $0.01 par value 2,790 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2,790 -50% $0.000000 2,790 10 Jan 2023 Class A Common Stock, $0.01 par value 2,790 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Award $0 +89,286 $0.000000 89,286 02 Jan 2020 Class A Common Stock, $0.01 par value 86,286 Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -5,580 -6.2% $0.000000 83,706 10 Jan 2021 Class A Common Stock, $0.01 par value 5,580 Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -11,161 -13% $0.000000 72,545 10 Jan 2022 Class A Common Stock, $0.01 par value 11,161 Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -16,741 -23% $0.000000 55,804 10 Jan 2023 Class A Common Stock, $0.01 par value 16,741 Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -20,000 -25% $0.000000 60,000 29 Apr 2020 Class A Common Stock, $0.01 par value 20,000 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -20,000 -33% $0.000000 40,000 29 Apr 2021 Class A Common Stock, $0.01 par value 20,000 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -20,000 -50% $0.000000 20,000 29 Apr 2022 Class A Common Stock, $0.01 par value 20,000 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -20,000 -100% $0.000000* 0 29 Apr 2023 Class A Common Stock, $0.01 par value 20,000 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Award $0 +5,775 $0.000000 5,775 11 Jan 2021 Class A Common Stock, $0.01 par value 5,775 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1,444 -25% $0.000000 4,331 11 Jan 2022 Class A Common Stock, $0.01 par value 1,444 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1,444 -33% $0.000000 2,887 11 Jan 2023 Class A Common Stock, $0.01 par value 1,444 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Award $0 +5,017 $0.000000 5,017 11 Jan 2022 Class A Common Stock, $0.01 par value 5,017 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1,255 -25% $0.000000 3,762 11 Jan 2023 Class A Common Stock, $0.01 par value 1,255 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Award $0 +5,590 $0.000000 5,590 11 Jan 2023 Class A Common Stock, $0.01 par value 5,590 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld at fair market value on vesting date
F2 Reflects vesting of performance-based restricted stock units
F3 Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock
F4 Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date
F5 Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027