Moll Laurent R. - 01 Jul 2024 Form 4 Insider Report for Arteris, Inc. (AIP)

Signature
/s/ Paul Alpern, as Attorney-in-Fact for Laurent R. Moll
Issuer symbol
AIP
Transactions as of
01 Jul 2024
Net transactions value
-$31,058
Form type
4
Filing time
03 Jul 2024, 18:27:51 UTC
Previous filing
06 Jun 2024
Next filing
09 Jul 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AIP Common Stock Sale $4,529 -603 -0.1% $7.51 587,092 01 Jul 2024 Direct F1
transaction AIP Common Stock Sale $13,408 -1,921 -0.33% $6.98 585,171 02 Jul 2024 Direct F2
transaction AIP Common Stock Sale $13,121 -1,880 -0.32% $6.98 583,291 02 Jul 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2014.
F2 Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.