H. Keith Jennings - 28 Jun 2024 Form 4 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Role
Director
Signature
/s/ Paul Weibel, as Attorney-in-Fact for H. Keith Jennings
Issuer symbol
FEAM
Transactions as of
28 Jun 2024
Net transactions value
-$25,741
Form type
4
Filing time
02 Jul 2024, 10:18:28 UTC
Previous filing
01 Apr 2024
Next filing
01 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FEAM Common Stock Options Exercise +7,947 +128% 14,176 01 Jul 2024 Direct F1
transaction FEAM Common Stock Tax liability $3,823 -2,941 -21% $1.30 11,235 01 Jul 2024 Direct
transaction FEAM Common Stock Options Exercise +11,099 +99% 22,334 01 Jul 2024 Direct F2
transaction FEAM Common Stock Tax liability $5,339 -4,107 -18% $1.30 18,227 01 Jul 2024 Direct
transaction FEAM Common Stock Options Exercise +17,232 +95% 35,459 01 Jul 2024 Direct F3
transaction FEAM Common Stock Tax liability $8,289 -6,376 -18% $1.30 29,083 01 Jul 2024 Direct
transaction FEAM Common Stock Options Exercise +17,233 +59% 46,316 01 Jul 2024 Direct F4
transaction FEAM Common Stock Tax liability $8,290 -6,377 -14% $1.30 39,939 01 Jul 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FEAM Director RSUs Award $0 +17,233 $0.000000 17,233 28 Jun 2024 Common Stock 17,233 Direct F4
transaction FEAM Director RSUs Options Exercise $0 -7,947 -100% $0.000000* 0 01 Jul 2024 Common Stock 7,947 Direct F1
transaction FEAM Director RSUs Options Exercise $0 -11,099 -100% $0.000000* 0 01 Jul 2024 Common Stock 11,099 Direct F2
transaction FEAM Director RSUs Options Exercise $0 -17,232 -100% $0.000000* 0 01 Jul 2024 Common Stock 17,232 Direct F3
transaction FEAM Director RSUs Options Exercise $0 -17,233 -100% $0.000000* 0 01 Jul 2024 Common Stock 17,233 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.
F2 On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.
F3 On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.
F4 On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.