Stephen Brian Hunt - 28 Jun 2024 Form 4 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Role
Director
Signature
/s/ Paul Weibel, as Attorney-in-Fact for Stephen Brian Hunt
Issuer symbol
FEAM
Transactions as of
28 Jun 2024
Net transactions value
-$16,316
Form type
4
Filing time
02 Jul 2024, 07:27:48 UTC
Previous filing
25 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FEAM Common Stock Options Exercise +5,411 +6.4% 90,539 30 Jun 2024 Direct F1
transaction FEAM Common Stock Options Exercise +7,557 +8.3% 98,096 30 Jun 2024 Direct F2
transaction FEAM Common Stock Options Exercise +11,733 +12% 109,829 30 Jun 2024 Direct F3
transaction FEAM Common Stock Options Exercise +11,733 +11% 121,562 30 Jun 2024 Direct F4
transaction FEAM Common Stock Tax liability $2,424 -2,003 -1.6% $1.21 119,559 01 Jul 2024 Direct
transaction FEAM Common Stock Tax liability $3,384 -2,797 -2.3% $1.21 116,762 01 Jul 2024 Direct
transaction FEAM Common Stock Tax liability $5,254 -4,342 -3.7% $1.21 112,420 01 Jul 2024 Direct
transaction FEAM Common Stock Tax liability $5,254 -4,342 -3.9% $1.21 108,078 01 Jul 2024 Direct
holding FEAM Common Stock 20,834 28 Jun 2024 By superattenuation fund
holding FEAM Common Stock 41,500 28 Jun 2024 By Minerals and Metals Pty Ltd.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FEAM Director RSUs Award $0 +11,733 $0.000000 11,733 28 Jun 2024 Common Stock 11,733 Direct F4
transaction FEAM Director RSUs Options Exercise $0 -5,411 -100% $0.000000* 0 30 Jun 2024 Common Stock 5,411 Direct F1
transaction FEAM Director RSUs Options Exercise $0 -7,557 -100% $0.000000* 0 30 Jun 2024 Common Stock 7,557 Direct F2
transaction FEAM Director RSUs Options Exercise $0 -11,733 -100% $0.000000* 0 30 Jun 2024 Common Stock 11,733 Direct F3
transaction FEAM Director RSUs Options Exercise $0 -11,733 -100% $0.000000* 0 30 Jun 2024 Common Stock 11,733 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Stephen Brian Hunt is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on June 30, 2024 upon the reporting person's resignation from the Issuer's Board of Directors (the "Board"), in accordance with the Issuer's 2022 Equity Compensation Plan (the "Plan").
F2 On December 29, 2023, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan.
F3 On March 29, 2024, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan.
F4 On June 28, 2024, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan.